| Scot Johnson | Adell, Harriman, & Carpenter | Houston | CFA | Percentage of assets |
| Christina Doherty | FCA | Houston | Not listed | Percentage of assets, Hourly |
| Cindy Yac | FCA | Houston | Not listed | Percentage of assets, Hourly |
| Robert Burns | FCA | Houston | Not listed | Percentage of assets, Hourly |
| Robert Scharar | FCA | Houston | Not listed | Percentage of assets, Hourly |
| Steven Crawford | FCA | Houston | Not listed | Percentage of assets, Hourly |
| Wesley Yuhnke | FCA | Houston | Not listed | Percentage of assets, Hourly |
| William Levay | FCA | Houston | Not listed | Percentage of assets, Hourly |
| Donald Wellings | Strategic Advisory Services | Houston | Not listed | Percentage of assets |
| James Walter | Founders Capital Management | Houston | Not listed | Percentage of assets |
| Jennifer Barron | Adell, Harriman, & Carpenter | Houston | Not listed | Percentage of assets |
| Lucinda Buce | Founders Capital Management | Houston | Not listed | Percentage of assets |
| Marcus Berry | Adell, Harriman, & Carpenter | Houston | Not listed | Percentage of assets |
| Sue Grbac | Strategic Advisory Services | Houston | Not listed | Percentage of assets |
| Will Oliver | Founders Capital Management | Houston | Not listed | Percentage of assets |
| Michael Garcia | ViaQuest Financial | Houston | Not listed | Percentage of assets, Hourly |
| Stephen Jackson | ViaQuest Financial | Houston | Not listed | Percentage of assets, Hourly |