Theodore Palfini
Cavalot Capital · Redding, California
Theodore Palfini is a fee-only financial advisor at Cavalot Capital in Redding, California. Theodore focuses on retirement planning, tax planning and small business owners. Cavalot Capital reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- Pre-retirees
- Founders
Facts
| Firm | Cavalot Capital |
|---|---|
| Based in | Redding, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Works virtually | Yes |
| Accepting new clients | Yes |
| Assets under management | $64.1M across 265 accounts |
| SEC registration | Investment adviser representative in CA, OR · CRD 1706193 |
| Exams passed | Series 66 (2009) |
| Firm size | 2 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.cavalotcapital.com |
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Questions about Theodore
Is Theodore Palfini a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Theodore holds no broker registration, and Cavalot Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Theodore charge for financial advice?
Theodore's firm, Cavalot Capital, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Does Theodore work with clients virtually?
Yes. Cavalot Capital says on its website that it works with clients remotely.
Where is Theodore Palfini based?
Theodore Palfini is based in Redding, California.
What does Theodore specialize in?
Theodore's specialties include retirement planning, tax planning, small business owners and founders (pre-exit). Theodore works with retirees, pre-retirees and founders.
Is Theodore Palfini registered with the SEC?
Yes. Theodore Palfini is registered as an investment adviser representative in CA and OR (CRD 1706193), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Cavalot Capital manage?
Cavalot Capital reports $64.1M across 265 accounts in assets under management.
How do I contact Theodore Palfini?
Through Theodore's website, www.cavalotcapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Cavalot Capital website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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