John Heldman
Triad Investment Management · Laguna Niguel, California
John Heldman is a fee-only financial advisor at Triad Investment Management in Laguna Niguel, California, who holds the CFA credential. John charges a percentage of assets (1.5% a year on the first tier of assets managed) and focuses on retirement planning, tax planning and estate & legacy planning.
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Specialties
Who they serve
- Pre-retirees
- Retirees
- Founders
- Mid-life transitions
- Multi-generational families
- Divorced individuals
Facts
| Firm | Triad Investment Management |
|---|---|
| Based in | Laguna Niguel, California |
| Fee model | Percentage of assets |
| Fees (firm's website) | 1.5% a year on the first tier of assets managed |
| Accepting new clients | Yes |
| Assets under management | $119.5M across 98 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in CA, TX · CRD 3276168 |
| Exams passed | Series 63 (1999) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.triadim.com |
| Profile |
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Questions about John
Is John Heldman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: John holds no broker registration, and Triad Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does John charge for financial advice?
John charges a percentage of assets.
How much does John charge?
According to Triad Investment Management's website, checked October 30, 2026: 1.5% a year on the first tier of assets managed.
Where is John Heldman based?
John Heldman is based in Laguna Niguel, California.
What does John specialize in?
John's specialties include retirement planning, tax planning, estate & legacy planning, family wealth transfer and founders (pre-exit). John works with pre-retirees, retirees, founders, mid-life transitions and multi-generational families.
What credentials does John Heldman hold?
John Heldman holds the CFA credential.
Is John Heldman registered with the SEC?
Yes. John Heldman is registered as an investment adviser representative in CA and TX (CRD 3276168), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Triad Investment Management manage?
Triad Investment Management reports $119.5M across 98 accounts in assets under management.
How do I contact John Heldman?
Through John's website, www.triadim.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Triad Investment Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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