Firm
TradeWinds
Raleigh, North Carolina
Fee-only
TradeWinds at a glance
- One of 278 fee-only firms based in North Carolina in the Wellspent graph.
- 11 advisors are listed here; 4 of 11 hold the CFP.
- Its Form ADV reports 12 employees and 495 individual clients, 167 of them high net worth.
- Its average account is about $394,000 (assets it manages divided by its 1,672 accounts).
- Its website says it's taking new clients.
- It works with clients virtually as well as in person.
Fee-only advisors in North Carolina · What fee-only advisors charge in North Carolina
Facts
| Based in | Raleigh, North Carolina |
|---|---|
| Website | tradewinds.global |
| [email protected] | |
| Phone | (984) 257-9091 |
TradeWinds fees
What the firm's own website says it charges, checked October 30, 2026. We keep a price only when the exact words stating it appear on the page.
| Account minimum | None |
|---|
In the firm's words
"At TradeWinds, we offer no-minimum investment management solutions, designed just for you." source
For comparison, fee-only firms that publish prices charge a median of $4,500 a year for ongoing planning, $2,000 for a one-time plan, $300 an hour, or 1% of assets. See the fee report.
What its SEC filing says
| Paid by | Percentage of assets · Fixed fees |
|---|---|
| Assets managed | $659 million |
| Individual clients | 328 |
| High-net-worth clients | 167 |
| Accounts managed | 1,672 |
| Employees | 12 |
| Planning clients | 251-500 |
| Registered with | The SEC (801-122614) |
| Financial planning | Offered |
| Form ADV filed | March 13, 2026 |
| SEC record | CRD 316415 |