Stephanie Williams
TradeWinds · Raleigh, North Carolina
Stephanie Williams is a fee-only financial advisor at TradeWinds in Raleigh, North Carolina, who holds the CFP credential. Stephanie focuses on retirement planning, tax planning and estate & legacy planning. TradeWinds reports charging a percentage of assets and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | TradeWinds |
|---|---|
| Based in | Raleigh, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Fees (firm's website) | No asset minimum |
| Works virtually | Yes |
| Accepting new clients | Yes |
| Assets under management | $659.4M across 1,672 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NC · CRD 4876561 |
| Exams passed | Series 66 (2005) |
| Firm size | 12 employees |
| Disclosures | None reported |
| Website | www.tradewinds.global |
How Stephanie's firm compares
- TradeWinds's average account is about $394,000, from its Form ADV (assets managed divided by 1,672 accounts).
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Questions about Stephanie
Is Stephanie Williams a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephanie holds no broker registration, and TradeWinds reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephanie charge for financial advice?
Stephanie's firm, TradeWinds, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
How much does Stephanie charge?
According to TradeWinds's website, checked October 30, 2026: no asset minimum.
Does Stephanie work with clients virtually?
Yes. TradeWinds says on its website that it works with clients remotely.
Where is Stephanie Williams based?
Stephanie Williams is based in Raleigh, North Carolina.
What does Stephanie specialize in?
Stephanie's specialties include retirement planning, tax planning and estate & legacy planning.
What credentials does Stephanie Williams hold?
Stephanie Williams holds the CFP credential.
Is Stephanie Williams registered with the SEC?
Yes. Stephanie Williams is registered as an investment adviser representative in NC (CRD 4876561), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does TradeWinds manage?
TradeWinds reports $659.4M across 1,672 accounts in assets under management.
How do I contact Stephanie Williams?
Through Stephanie's website, www.tradewinds.global.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- TradeWinds website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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