Wesley Mims
Duncan Williams Asset Management · Memphis, Tennessee
Wesley Mims is a fee-only financial advisor at Duncan Williams Asset Management in Memphis, Tennessee. Wesley focuses on retirement planning, estate & legacy planning and tax planning. Duncan Williams Asset Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- Pre-retirees
- Founders
Facts
| Firm | Duncan Williams Asset Management |
|---|---|
| Based in | Memphis, Tennessee |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $2.69B across 2,238 accounts |
| SEC registration | Investment adviser representative in TN · CRD 8104735 |
| Exams passed | Series 65 (2024) |
| Firm size | 21 employees |
| Disclosures | None reported |
| Website | www.dwassetmgmt.com |
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Questions about Wesley
Is Wesley Mims a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Wesley holds no broker registration, and Duncan Williams Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Wesley charge for financial advice?
Wesley's firm, Duncan Williams Asset Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Wesley Mims based?
Wesley Mims is based in Memphis, Tennessee.
What does Wesley specialize in?
Wesley's specialties include retirement planning, estate & legacy planning, tax planning and divorce financial planning. Wesley works with retirees, pre-retirees and founders.
Is Wesley Mims registered with the SEC?
Yes. Wesley Mims is registered as an investment adviser representative in TN (CRD 8104735), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Duncan Williams Asset Management manage?
Duncan Williams Asset Management reports $2.69B across 2,238 accounts in assets under management.
How do I contact Wesley Mims?
Through Wesley's website, www.dwassetmgmt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Duncan Williams Asset Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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