Stephen Engel
Palumbo Wealth Management · Great Neck, New York
Stephen Engel is a fee-only financial advisor at Palumbo Wealth Management in Great Neck, New York. Stephen focuses on retirement planning, founders (pre-exit) and tax planning. Palumbo Wealth Management reports charging a percentage of assets and fixed fees on its Form ADV.
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Specialties
Who they serve
- Founders
- Executives
- Physicians
Facts
| Firm | Palumbo Wealth Management |
|---|---|
| Based in | Great Neck, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $543.4M across 907 accounts |
| SEC registration | Investment adviser representative in NY, TX · CRD 5895087 |
| Exams passed | Series 63 (2011) · Series 66 (2017) |
| Firm size | 7 employees |
| Disclosures | None reported |
| Website | palumbowm.com |
| Profile |
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Questions about Stephen
Is Stephen Engel a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephen holds no broker registration, and Palumbo Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephen charge for financial advice?
Stephen's firm, Palumbo Wealth Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Stephen Engel based?
Stephen Engel is based in Great Neck, New York.
What does Stephen specialize in?
Stephen's specialties include retirement planning, founders (pre-exit), tax planning, estate & legacy planning and family wealth transfer. Stephen works with founders, executives and physicians.
Is Stephen Engel registered with the SEC?
Yes. Stephen Engel is registered as an investment adviser representative in NY and TX (CRD 5895087), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Palumbo Wealth Management manage?
Palumbo Wealth Management reports $543.4M across 907 accounts in assets under management.
How do I contact Stephen Engel?
Through Stephen's website, palumbowm.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Palumbo Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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