Stephanie Lee
East Rock Financial Services · Burlingame, California
Stephanie Lee is a fee-only financial advisor at East Rock Financial Services in Burlingame, California, who holds the CFP credential. Stephanie charges a flat fee or retainer and a percentage of assets (one-time plans from $4,750 and 0.75% a year on the first tier of assets managed) and focuses on retirement planning.
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Specialties
Facts
| Firm | East Rock Financial Services |
|---|---|
| Based in | Burlingame, California |
| Fee model | Flat fee or retainer · Percentage of assets |
| Fees (firm's website) | One-time plans from $4,750 · 0.75% a year on the first tier of assets managed |
| Assets under management | $135.8M across 190 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA · CRD 5580394 |
| Exams passed | Series 65 (2008) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.eastrockfinancial.com |
| Profile |
How Stephanie's firm compares
- A one-time plan starts at $4,750, above the California median of $2,500 for fee-only firms that publish prices.
- East Rock Financial Services's average account is about $715,000, from its Form ADV (assets managed divided by 190 accounts).
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Questions about Stephanie
Is Stephanie Lee a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephanie holds no broker registration, and East Rock Financial Services reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephanie charge for financial advice?
Stephanie charges a flat fee or retainer and a percentage of assets.
How much does Stephanie charge?
According to East Rock Financial Services's website, checked October 30, 2026: one-time plans from $4,750; 0.75% a year on the first tier of assets managed.
Where is Stephanie Lee based?
Stephanie Lee is based in Burlingame, California.
What does Stephanie specialize in?
Stephanie's specialties include retirement planning.
What credentials does Stephanie Lee hold?
Stephanie Lee holds the CFP credential.
Is Stephanie Lee registered with the SEC?
Yes. Stephanie Lee is registered as an investment adviser representative in CA (CRD 5580394), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does East Rock Financial Services manage?
East Rock Financial Services reports $135.8M across 190 accounts in assets under management.
How do I contact Stephanie Lee?
Through Stephanie's website, www.eastrockfinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- East Rock Financial Services website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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