Roy Lopez
Sage Stone Wealth Management · La Jolla, California
Roy Lopez is a fee-only financial advisor at Sage Stone Wealth Management in La Jolla, California. Roy focuses on sustainable & impact investing and retirement planning. Sage Stone Wealth Management reports charging a percentage of assets on its Form ADV.
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Specialties
Who they serve
- Ultra high net worth
Facts
| Firm | Sage Stone Wealth Management |
|---|---|
| Based in | La Jolla, California |
| Fee model (firm's Form ADV) | Percentage of assets |
| Accepting new clients | Yes |
| Assets under management | $261.4M across 455 accounts |
| SEC registration | Investment adviser representative in CA, TX · CRD 4156902 |
| Exams passed | Series 65 (2012) · Series 66 (2001) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.sagestonewealth.com |
| Profile |
How Roy's firm compares
- Sage Stone Wealth Management's average account is about $575,000, from its Form ADV (assets managed divided by 455 accounts).
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Questions about Roy
Is Roy Lopez a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Roy holds no broker registration, and Sage Stone Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Roy charge for financial advice?
Roy's firm, Sage Stone Wealth Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Roy Lopez based?
Roy Lopez is based in La Jolla, California.
What does Roy specialize in?
Roy's specialties include sustainable & impact investing and retirement planning. Roy works with ultra high net worth.
Is Roy Lopez registered with the SEC?
Yes. Roy Lopez is registered as an investment adviser representative in CA and TX (CRD 4156902), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Sage Stone Wealth Management manage?
Sage Stone Wealth Management reports $261.4M across 455 accounts in assets under management.
How do I contact Roy Lopez?
Through Roy's website, www.sagestonewealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Sage Stone Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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