Nicholas Wolverton
Peak Financial Management · Broomfield, Colorado
Nicholas Wolverton is a fee-only financial advisor at Peak Financial Management in Broomfield, Colorado, who holds the CFP credential. Nicholas focuses on retirement planning, estate & legacy planning and tax planning. Peak Financial Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
Request an introduction to Nicholas →
Specialties
Who they serve
- Pre-retirees
- Retirees
- Founders
- Executives
Facts
| Firm | Peak Financial Management |
|---|---|
| Based in | Broomfield, Colorado |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Fees (firm's website) | Typically works with clients with $1,000,000 or more |
| Accepting new clients | Yes |
| Assets under management | $109.4M across 156 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CO, TX · CRD 6547199 |
| Exams passed | Series 65 (2015) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.peakfinancialmanagement.com |
| Profile |
Request an introduction to Nicholas
Tell Nicholas a little about what you're looking for. Nicholas isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Nicholas
Is Nicholas Wolverton a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and Peak Financial Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nicholas charge for financial advice?
Nicholas's firm, Peak Financial Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
How much does Nicholas charge?
According to Peak Financial Management's website, checked October 30, 2026: typically works with clients with $1,000,000 or more.
Where is Nicholas Wolverton based?
Nicholas Wolverton is based in Broomfield, Colorado.
What does Nicholas specialize in?
Nicholas's specialties include retirement planning, estate & legacy planning, tax planning and sustainable & impact investing. Nicholas works with pre-retirees, retirees, founders and executives.
What credentials does Nicholas Wolverton hold?
Nicholas Wolverton holds the CFP credential.
Is Nicholas Wolverton registered with the SEC?
Yes. Nicholas Wolverton is registered as an investment adviser representative in CO and TX (CRD 6547199), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Peak Financial Management manage?
Peak Financial Management reports $109.4M across 156 accounts in assets under management.
How do I contact Nicholas Wolverton?
Through Nicholas's website, www.peakfinancialmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Peak Financial Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.