Nicholas Ozer
Regatta Capital Group · El Segundo, California
Nicholas Ozer is a fee-only financial advisor at Regatta Capital Group in El Segundo, California, who holds the CFP credential. Nicholas focuses on tax planning, equity compensation and sustainable & impact investing. Regatta Capital Group reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its Form ADV.
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Specialties
Facts
| Firm | Regatta Capital Group |
|---|---|
| Based in | El Segundo, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees · Performance-based fees |
| Accepting new clients | Yes |
| Assets under management | $1.55B across 3,847 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA · CRD 6047605 |
| Exams passed | Series 66 (2012) |
| Firm size | 18 employees |
| Disclosures | None reported |
| Website | www.regattainvest.com |
| Profile |
How Nicholas's firm compares
- Regatta Capital Group's average account is about $403,000, from its Form ADV (assets managed divided by 3,847 accounts).
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Questions about Nicholas
Is Nicholas Ozer a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and Regatta Capital Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nicholas charge for financial advice?
Nicholas's firm, Regatta Capital Group, reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its SEC Form ADV.
Where is Nicholas Ozer based?
Nicholas Ozer is based in El Segundo, California.
What does Nicholas specialize in?
Nicholas's specialties include tax planning, equity compensation, sustainable & impact investing and small business owners.
What credentials does Nicholas Ozer hold?
Nicholas Ozer holds the CFP credential.
Is Nicholas Ozer registered with the SEC?
Yes. Nicholas Ozer is registered as an investment adviser representative in CA (CRD 6047605), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Regatta Capital Group manage?
Regatta Capital Group reports $1.55B across 3,847 accounts in assets under management.
How do I contact Nicholas Ozer?
Through Nicholas's website, www.regattainvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Regatta Capital Group website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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