Nicholas Maratta
Occidental Asset Management · Winter Springs, Florida
Nicholas Maratta is a fee-only financial advisor at Occidental Asset Management in Winter Springs, Florida, who holds the CFP credential. Nicholas charges an ongoing planning fee (a $500,000 asset minimum) and focuses on equity compensation, tax planning and estate & legacy planning.
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Specialties
Who they serve
- Retirees
- Pre-retirees
- Multi-generational families
- Founders
- Tech employees
- Executives
- Ultra high net worth
Facts
| Firm | Occidental Asset Management |
|---|---|
| Based in | Winter Springs, Florida |
| Fee model | Ongoing planning fee |
| Fees (firm's website) | A $500,000 asset minimum |
| Works virtually | Yes |
| Accepting new clients | Yes |
| Assets under management | $1.40B across 2,101 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA · CRD 3241817 |
| Exams passed | Series 63 (2001) |
| Firm size | 15 employees |
| Disclosures | None reported |
| Website | occidentalasset.com |
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Questions about Nicholas
Is Nicholas Maratta a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and Occidental Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nicholas charge for financial advice?
Nicholas charges an ongoing planning fee.
How much does Nicholas charge?
According to Occidental Asset Management's website, checked October 30, 2026: a $500,000 asset minimum.
Does Nicholas work with clients virtually?
Yes. Occidental Asset Management says on its website that it works with clients remotely.
Where is Nicholas Maratta based?
Nicholas Maratta is based in Winter Springs, Florida.
What does Nicholas specialize in?
Nicholas's specialties include equity compensation, tax planning, estate & legacy planning, retirement planning and founders (pre-exit). Nicholas works with retirees, pre-retirees, multi-generational families, founders and tech employees.
What credentials does Nicholas Maratta hold?
Nicholas Maratta holds the CFP credential.
Is Nicholas Maratta registered with the SEC?
Yes. Nicholas Maratta is registered as an investment adviser representative in CA (CRD 3241817), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Occidental Asset Management manage?
Occidental Asset Management reports $1.40B across 2,101 accounts in assets under management.
How do I contact Nicholas Maratta?
Through Nicholas's website, occidentalasset.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Occidental Asset Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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