Mark Nicholas
Transform Retirement · Green Bay, Wisconsin
Mark Nicholas is a fee-only financial advisor at Transform Retirement in Green Bay, Wisconsin. Mark charges a flat fee or retainer (no asset minimum) and focuses on flat-fee planning, retirement planning and sustainable & impact investing.
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Specialties
Facts
| Firm | Transform Retirement |
|---|---|
| Based in | Green Bay, Wisconsin |
| Fee model | Flat fee or retainer |
| Fees (firm's website) | No asset minimum |
| Accepting new clients | Yes |
| Assets under management | $17.7M across 110 accounts |
| SEC registration | Investment adviser representative in WI · CRD 4584095 |
| Exams passed | Series 63 (2003) · Series 65 (2010) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.transformretirement.com |
| Profile |
How Mark's firm compares
- Transform Retirement's average account is about $160,000, from its Form ADV (assets managed divided by 110 accounts).
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Questions about Mark
Is Mark Nicholas a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and Transform Retirement reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Mark charge for financial advice?
Mark charges a flat fee or retainer.
How much does Mark charge?
According to Transform Retirement's website, checked October 30, 2026: no asset minimum.
Where is Mark Nicholas based?
Mark Nicholas is based in Green Bay, Wisconsin.
What does Mark specialize in?
Mark's specialties include flat-fee planning, retirement planning and sustainable & impact investing.
Is Mark Nicholas registered with the SEC?
Yes. Mark Nicholas is registered as an investment adviser representative in WI (CRD 4584095), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Transform Retirement manage?
Transform Retirement reports $17.7M across 110 accounts in assets under management.
How do I contact Mark Nicholas?
Through Mark's website, www.transformretirement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Transform Retirement website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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