Louis Dagen
Auspicious Financial Planning · San Ramon, California
Louis Dagen is a fee-only financial advisor at Auspicious Financial Planning in San Ramon, California, who holds the CFP and ChFC credentials. Louis charges a percentage of assets (0.8% a year on the first tier of assets managed and no asset minimum) and focuses on retirement planning, estate & legacy planning and sustainable & impact investing.
Request an introduction to Louis →
Specialties
Facts
| Firm | Auspicious Financial Planning |
|---|---|
| Based in | San Ramon, California |
| Fee model | Percentage of assets |
| Fees (firm's website) | 0.8% a year on the first tier of assets managed · No asset minimum |
| Works virtually | Yes |
| Assets under management | $278.0M across 609 accounts |
| Credentials | CFP · ChFC |
| SEC registration | Investment adviser representative in PA, TX · CRD 2176866 |
| Exams passed | Series 63 (1991) · Series 65 (1992) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.auspiciousfinancial.com |
| Profile |
How Louis's firm compares
- Auspicious Financial Planning's average account is about $456,000, from its Form ADV (assets managed divided by 609 accounts).
Request an introduction to Louis
Tell Louis a little about what you're looking for. Louis isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Louis
Is Louis Dagen a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Louis holds no broker registration, and Auspicious Financial Planning reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Louis charge for financial advice?
Louis charges a percentage of assets.
How much does Louis charge?
According to Auspicious Financial Planning's website, checked October 30, 2026: 0.8% a year on the first tier of assets managed; no asset minimum.
Does Louis work with clients virtually?
Yes. Auspicious Financial Planning says on its website that it works with clients remotely.
Where is Louis Dagen based?
Louis Dagen is based in San Ramon, California.
What does Louis specialize in?
Louis's specialties include retirement planning, estate & legacy planning and sustainable & impact investing.
What credentials does Louis Dagen hold?
Louis Dagen holds the CFP and ChFC credentials.
Is Louis Dagen registered with the SEC?
Yes. Louis Dagen is registered as an investment adviser representative in PA and TX (CRD 2176866), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Auspicious Financial Planning manage?
Auspicious Financial Planning reports $278.0M across 609 accounts in assets under management.
How do I contact Louis Dagen?
Through Louis's website, www.auspiciousfinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Auspicious Financial Planning website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.