Lisa Sharp
Spectrum Asset Management · Newport Beach, California
Lisa Sharp is a fee-only financial advisor at Spectrum Asset Management in Newport Beach, California, who holds the CFP credential. Lisa focuses on retirement planning and tax planning. Spectrum Asset Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
Request an introduction to Lisa →
Specialties
Who they serve
- Executives
- Retirees
- Mid-life transitions
Facts
| Firm | Spectrum Asset Management |
|---|---|
| Based in | Newport Beach, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $657.3M across 932 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA, TX · CRD 2316376 |
| Exams passed | Series 63 (1993) · Series 65 (2016) |
| Firm size | 12 employees |
| Disclosures | None reported |
| Website | www.myspectrum.com |
| Profile |
Request an introduction to Lisa
Tell Lisa a little about what you're looking for. Lisa isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Lisa
Is Lisa Sharp a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Lisa holds no broker registration, and Spectrum Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Lisa charge for financial advice?
Lisa's firm, Spectrum Asset Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Lisa Sharp based?
Lisa Sharp is based in Newport Beach, California.
What does Lisa specialize in?
Lisa's specialties include retirement planning and tax planning. Lisa works with executives, retirees and mid-life transitions.
What credentials does Lisa Sharp hold?
Lisa Sharp holds the CFP credential.
Is Lisa Sharp registered with the SEC?
Yes. Lisa Sharp is registered as an investment adviser representative in CA and TX (CRD 2316376), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Spectrum Asset Management manage?
Spectrum Asset Management reports $657.3M across 932 accounts in assets under management.
How do I contact Lisa Sharp?
Through Lisa's website, www.myspectrum.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Spectrum Asset Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.