Lisa Margulies
Regatta Capital Group · El Segundo, California
Lisa Margulies is a fee-only financial advisor at Regatta Capital Group in El Segundo, California. Lisa focuses on tax planning, equity compensation and sustainable & impact investing. Regatta Capital Group reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its Form ADV.
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Specialties
Facts
| Firm | Regatta Capital Group |
|---|---|
| Based in | El Segundo, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees · Performance-based fees |
| Accepting new clients | Yes |
| Assets under management | $1.55B across 3,847 accounts |
| SEC registration | Investment adviser representative in PA · CRD 4965411 |
| Exams passed | Series 63 (2005) · Series 65 (2010) |
| Firm size | 18 employees |
| Disclosures | None reported |
| Website | www.regattainvest.com |
How Lisa's firm compares
- Regatta Capital Group's average account is about $403,000, from its Form ADV (assets managed divided by 3,847 accounts).
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Questions about Lisa
Is Lisa Margulies a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Lisa holds no broker registration, and Regatta Capital Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Lisa charge for financial advice?
Lisa's firm, Regatta Capital Group, reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its SEC Form ADV.
Where is Lisa Margulies based?
Lisa Margulies is based in El Segundo, California.
What does Lisa specialize in?
Lisa's specialties include tax planning, equity compensation, sustainable & impact investing and small business owners.
Is Lisa Margulies registered with the SEC?
Yes. Lisa Margulies is registered as an investment adviser representative in PA (CRD 4965411), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Regatta Capital Group manage?
Regatta Capital Group reports $1.55B across 3,847 accounts in assets under management.
How do I contact Lisa Margulies?
Through Lisa's website, www.regattainvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Regatta Capital Group website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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