Joel Kocen
Kocen Financial Group · Rancho Mirage, California
Joel Kocen is a fee-only financial advisor at Kocen Financial Group in Rancho Mirage, California. Joel focuses on retirement planning, tax planning and estate & legacy planning. Kocen Financial Group reports charging a percentage of assets and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | Kocen Financial Group |
|---|---|
| Based in | Rancho Mirage, California |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $185.9M across 773 accounts |
| SEC registration | Investment adviser representative in CA, TX · CRD 1306954 |
| Exams passed | Series 63 (1987) |
| Firm size | 5 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.kfginc.com |
How Joel's firm compares
- Kocen Financial Group's average account is about $240,000, from its Form ADV (assets managed divided by 773 accounts).
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Questions about Joel
Is Joel Kocen a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Joel holds no broker registration, and Kocen Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Joel charge for financial advice?
Joel's firm, Kocen Financial Group, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Joel Kocen based?
Joel Kocen is based in Rancho Mirage, California.
What does Joel specialize in?
Joel's specialties include retirement planning, tax planning, estate & legacy planning and family wealth transfer.
Is Joel Kocen registered with the SEC?
Yes. Joel Kocen is registered as an investment adviser representative in CA and TX (CRD 1306954), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Kocen Financial Group manage?
Kocen Financial Group reports $185.9M across 773 accounts in assets under management.
How do I contact Joel Kocen?
Through Joel's website, www.kfginc.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Kocen Financial Group website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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