James Rice
Capital Asset Management · Columbus, Ohio
James Rice is a fee-only financial advisor at Capital Asset Management in Columbus, Ohio, who holds the CFP and ChFC credentials. James focuses on estate & legacy planning, retirement planning and tax planning. Capital Asset Management reports charging a percentage of assets on its Form ADV.
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Specialties
Who they serve
- Multi-generational families
- Ultra high net worth
Facts
| Firm | Capital Asset Management |
|---|---|
| Based in | Columbus, Ohio |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $199.5M across 335 accounts |
| Credentials | CFP · ChFC |
| SEC registration | Investment adviser representative in OH · CRD 5250489 |
| Exams passed | Series 65 (2008) |
| Firm size | 3 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.capitalassetmgmt.com |
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Questions about James
Is James Rice a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Capital Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Capital Asset Management, reports charging a percentage of assets on its SEC Form ADV.
Where is James Rice based?
James Rice is based in Columbus, Ohio.
What does James specialize in?
James's specialties include estate & legacy planning, retirement planning, tax planning, equity compensation and family wealth transfer. James works with multi-generational families and ultra high net worth.
What credentials does James Rice hold?
James Rice holds the CFP and ChFC credentials.
Is James Rice registered with the SEC?
Yes. James Rice is registered as an investment adviser representative in OH (CRD 5250489), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Capital Asset Management manage?
Capital Asset Management reports $199.5M across 335 accounts in assets under management.
How do I contact James Rice?
Through James's website, www.capitalassetmgmt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Capital Asset Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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