James Bertram
Baynes Investment Counsel · Franklin, Tennessee
James Bertram is a fee-only financial advisor at Baynes Investment Counsel in Franklin, Tennessee. James focuses on estate & legacy planning, family wealth transfer and founders (pre-exit). Baynes Investment Counsel reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its Form ADV.
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Specialties
Who they serve
- Founders
- Multi-generational families
- Pre-retirees
- Retirees
- Executives
- High earners
Facts
| Firm | Baynes Investment Counsel |
|---|---|
| Based in | Franklin, Tennessee |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees · Performance-based fees |
| Assets under management | $61.2M across 389 accounts |
| SEC registration | Investment adviser representative in OH, TN · CRD 4744062 |
| Exams passed | Series 65 (2023) · Series 66 (2004) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.baynesinvestmentcounsel.com |
| Profile |
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Questions about James
Is James Bertram a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Baynes Investment Counsel reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Baynes Investment Counsel, reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its SEC Form ADV.
Where is James Bertram based?
James Bertram is based in Franklin, Tennessee.
What does James specialize in?
James's specialties include estate & legacy planning, family wealth transfer, founders (pre-exit), retirement planning and real estate investors. James works with founders, multi-generational families, pre-retirees, retirees and executives.
Is James Bertram registered with the SEC?
Yes. James Bertram is registered as an investment adviser representative in OH and TN (CRD 4744062), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Baynes Investment Counsel manage?
Baynes Investment Counsel reports $61.2M across 389 accounts in assets under management.
How do I contact James Bertram?
Through James's website, www.baynesinvestmentcounsel.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Baynes Investment Counsel website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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