Gary Dorfman
Thryve Wealth Management · Santa Barbara, California
Gary Dorfman is a fee-only financial advisor at Thryve Wealth Management in Santa Barbara, California. Gary focuses on estate & legacy planning, equity compensation and retirement planning. Thryve Wealth Management reports charging a percentage of assets on its Form ADV.
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Specialties
Who they serve
- Founders
- Executives
- Physicians
- Retirees
- Pre-retirees
- Ultra high net worth
- Multi-generational families
Facts
| Firm | Thryve Wealth Management |
|---|---|
| Based in | Santa Barbara, California |
| Fee model (firm's Form ADV) | Percentage of assets |
| Accepting new clients | Yes |
| Assets under management | $304.0M across 445 accounts |
| SEC registration | Investment adviser representative in CA, TX · CRD 1418742 |
| Exams passed | Series 63 (1986) · Series 65 (2008) |
| Firm size | 9 employees |
| Disclosures | None reported |
| Website | www.thryvewealthmanagement.com |
| Profile |
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Questions about Gary
Is Gary Dorfman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Gary holds no broker registration, and Thryve Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Gary charge for financial advice?
Gary's firm, Thryve Wealth Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Gary Dorfman based?
Gary Dorfman is based in Santa Barbara, California.
What does Gary specialize in?
Gary's specialties include estate & legacy planning, equity compensation, retirement planning, tax planning, family wealth transfer and small business owners. Gary works with founders, executives, physicians, retirees and pre-retirees.
Is Gary Dorfman registered with the SEC?
Yes. Gary Dorfman is registered as an investment adviser representative in CA and TX (CRD 1418742), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Thryve Wealth Management manage?
Thryve Wealth Management reports $304.0M across 445 accounts in assets under management.
How do I contact Gary Dorfman?
Through Gary's website, www.thryvewealthmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Thryve Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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