Diane Rose
James Investment · Xenia, Ohio
Diane Rose is a fee-only financial advisor at James Investment in Xenia, Ohio. Diane focuses on retirement planning, estate & legacy planning and tax planning. James Investment reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- High earners
- Executives
Facts
| Firm | James Investment |
|---|---|
| Based in | Xenia, Ohio |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $1.21B across 692 accounts |
| SEC registration | Investment adviser representative in OH · CRD 2253979 |
| Exams passed | Series 63 (1998) · Series 65 (1992) |
| Firm size | 15 employees |
| Disclosures | None reported |
| Website | www.jamesinvestment.com |
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Questions about Diane
Is Diane Rose a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Diane holds no broker registration, and James Investment reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Diane charge for financial advice?
Diane's firm, James Investment, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Diane Rose based?
Diane Rose is based in Xenia, Ohio.
What does Diane specialize in?
Diane's specialties include retirement planning, estate & legacy planning and tax planning. Diane works with high earners and executives.
Is Diane Rose registered with the SEC?
Yes. Diane Rose is registered as an investment adviser representative in OH (CRD 2253979), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does James Investment manage?
James Investment reports $1.21B across 692 accounts in assets under management.
How do I contact Diane Rose?
Through Diane's website, www.jamesinvestment.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- James Investment website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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