David Rosenstrock
Wharton Wealth Planning · New York, New York
David Rosenstrock is a fee-only financial advisor at Wharton Wealth Planning in New York, New York, who holds the CFP and MBA credentials. David focuses on retirement planning, tax planning and sustainable & impact investing. Wharton Wealth Planning reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- Pre-retirees
- Early-career professionals
- Divorced individuals
- Mid-life transitions
Facts
| Firm | Wharton Wealth Planning |
|---|---|
| Based in | New York, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $36.9M across 21 accounts |
| Credentials | CFP · MBA |
| SEC registration | Investment adviser representative in NJ, NY · CRD 5234422 |
| Exams passed | Series 63 (2006) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | whartonwealthplanning.com |
How David's firm compares
- Wharton Wealth Planning's average account is about $1.8 million, from its Form ADV (assets managed divided by 21 accounts).
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Questions about David
Is David Rosenstrock a fee-only financial advisor?
Yes. David Rosenstrock is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by David's firm.
How does David charge for financial advice?
David's firm, Wharton Wealth Planning, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is David Rosenstrock based?
David Rosenstrock is based in New York, New York.
What does David specialize in?
David's specialties include retirement planning, tax planning and sustainable & impact investing. David works with retirees, pre-retirees, early-career professionals, divorced individuals and mid-life transitions.
What credentials does David Rosenstrock hold?
David Rosenstrock holds the CFP and MBA credentials.
Is David Rosenstrock registered with the SEC?
Yes. David Rosenstrock is registered as an investment adviser representative in NJ and NY (CRD 5234422), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.
How much does Wharton Wealth Planning manage?
Wharton Wealth Planning reports $36.9M across 21 accounts in assets under management.
How do I contact David Rosenstrock?
Through David's website, whartonwealthplanning.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- NAPFA directory listing : NAPFA admits only fee-only advisors
- Wharton Wealth Planning website : specialties, clients served, and fees, checked October 28, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 27, 2026
- Directory listing last checked April 21, 2026.
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