David Chapman
DFS Capital Management · Brea, California
David Chapman is a fee-only financial advisor at DFS Capital Management in Brea, California, who holds the CFP credential. David focuses on retirement planning, estate & legacy planning and tax planning. DFS Capital Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | DFS Capital Management |
|---|---|
| Based in | Brea, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $1.3M across 11 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA · CRD 7781067 |
| Exams passed | Series 65 (2023) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | dfscapitalmanagement.com |
| Profile |
How David's firm compares
- DFS Capital Management's average account is about $114,000, from its Form ADV (assets managed divided by 11 accounts).
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Questions about David
Is David Chapman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and DFS Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does David charge for financial advice?
David's firm, DFS Capital Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is David Chapman based?
David Chapman is based in Brea, California.
What does David specialize in?
David's specialties include retirement planning, estate & legacy planning, tax planning and small business owners.
What credentials does David Chapman hold?
David Chapman holds the CFP credential.
Is David Chapman registered with the SEC?
Yes. David Chapman is registered as an investment adviser representative in CA (CRD 7781067), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does DFS Capital Management manage?
DFS Capital Management reports $1.3M across 11 accounts in assets under management.
How do I contact David Chapman?
Through David's website, dfscapitalmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- DFS Capital Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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