Craig Rottman
Financial Strategies Group · Fargo, North Dakota
Craig Rottman is a fee-only financial advisor at Financial Strategies Group in Fargo, North Dakota. Craig focuses on small business owners, founders (pre-exit) and retirement planning. Financial Strategies Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Founders
Facts
| Firm | Financial Strategies Group |
|---|---|
| Based in | Fargo, North Dakota |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $189.1M across 1,346 accounts |
| SEC registration | Investment adviser representative in CO, ND, TX · CRD 4647293 |
| Exams passed | Series 66 (2003) |
| Firm size | 10 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.finstrat.com |
How Craig's firm compares
- Financial Strategies Group's average account is about $141,000, from its Form ADV (assets managed divided by 1,346 accounts).
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Questions about Craig
Is Craig Rottman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Craig holds no broker registration, and Financial Strategies Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Craig charge for financial advice?
Craig's firm, Financial Strategies Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Craig Rottman based?
Craig Rottman is based in Fargo, North Dakota.
What does Craig specialize in?
Craig's specialties include small business owners, founders (pre-exit), retirement planning, estate & legacy planning and tax planning. Craig works with founders.
Is Craig Rottman registered with the SEC?
Yes. Craig Rottman is registered as an investment adviser representative in CO, ND and TX (CRD 4647293), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Financial Strategies Group manage?
Financial Strategies Group reports $189.1M across 1,346 accounts in assets under management.
How do I contact Craig Rottman?
Through Craig's website, www.finstrat.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Financial Strategies Group website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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