Firm
Rothman Investment Management
Atascadero, California
Fee-only
Rothman Investment Management at a glance
- One of 1,191 fee-only firms based in California in the Wellspent graph.
- 3 advisors are listed here; 2 of 3 hold the CFP.
- Its Form ADV reports 4 employees and 131 individual clients, 33 of them high net worth.
- Its average account is about $218,000 (assets it manages divided by its 479 accounts).
- Its ongoing planning fee starts at $5,000 a year, below the California median of $6,000.
- Its hourly rate of $400 is above the California median of $300.
Fee-only advisors in California · What fee-only advisors charge in California
Facts
| Based in | Atascadero, California |
|---|---|
| Website | rothmaninvest.com |
| [email protected] | |
| Phone | (805) 464-2878 |
Rothman Investment Management fees
What the firm's own website says it charges, checked October 28, 2026. We keep a price only when the exact words stating it appear on the page.
| Ongoing planning | From $5,000 a year |
|---|---|
| One-time plan | From $4,000 |
| Hourly | $400 an hour |
| Asset-based fee | 1% a year on the first tier of assets |
| How it charges | Percentage of assets · One-time plans or projects · Hourly · Ongoing planning fee |
In the firm's words
"First $1,000,000: 1.00%" source
"Comprehensive financial planning typically starts at $4,000" source
"Hourly rate: $400 per hour" source
"Fee: $5,000 per year" source
For comparison, fee-only firms that publish prices charge a median of $4,500 a year for ongoing planning, $2,000 for a one-time plan, $300 an hour, or 1% of assets. See the fee report.
What its SEC filing says
| Paid by | Percentage of assets · Hourly · Fixed fees |
|---|---|
| Assets managed | $105 million |
| Individual clients | 98 |
| High-net-worth clients | 33 |
| Accounts managed | 479 |
| Employees | 4 |
| Planning clients | 51-100 |
| Financial planning | Offered |
| Form ADV filed | October 6, 2026 |
| SEC record | CRD 173139 |