Jacob Rothman
Rothman Investment Management · Atascadero, California
Jacob Rothman is a fee-only financial advisor at Rothman Investment Management in Atascadero, California, who holds the CFP and CFA credentials. Rothman Investment Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Rothman Investment Management |
|---|---|
| Based in | Atascadero, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $104.6M across 479 accounts |
| Credentials | CFP · CFA |
| SEC registration | Investment adviser representative in CA, GA, MA, TX, WY · CRD 6399323 |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.rothmaninvest.com |
How Jacob's firm compares
- Rothman Investment Management's average account is about $218,000, from its Form ADV (assets managed divided by 479 accounts).
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Questions about Jacob
Is Jacob Rothman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Jacob holds no broker registration, and Rothman Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Jacob charge for financial advice?
Jacob's firm, Rothman Investment Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Jacob Rothman based?
Jacob Rothman is based in Atascadero, California.
What credentials does Jacob Rothman hold?
Jacob Rothman holds the CFP and CFA credentials.
Is Jacob Rothman registered with the SEC?
Yes. Jacob Rothman is registered as an investment adviser representative in CA, GA, MA, TX and WY (CRD 6399323), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Rothman Investment Management manage?
Rothman Investment Management reports $104.6M across 479 accounts in assets under management.
How do I contact Jacob Rothman?
Through Jacob's website, www.rothmaninvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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