Zack Swad
Swad Wealth Management, LLC · Santa Rosa, California
Zack Swad is a fee-only financial advisor at Swad Wealth Management, LLC in Santa Rosa, California, who holds the CFP, AAMS and RLP credentials. Zack focuses on retirement planning. Swad Wealth Management, LLC reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- Pre-retirees
Facts
| Firm | Swad Wealth Management, LLC |
|---|---|
| Based in | Santa Rosa, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Fees (firm's website) | Typically works with clients with $1,000,000 or more |
| Works virtually | Yes |
| Accepting new clients | Yes |
| Assets under management | $111.1M across 192 accounts |
| Credentials | CFP · AAMS · RLP |
| SEC registration | Investment adviser representative in CA · CRD 5936572 |
| Exams passed | Series 63 (2011) · Series 65 (2013) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | swadwealth.com |
| Profile |
How Zack's firm compares
- Swad Wealth Management, LLC's average account is about $578,000, from its Form ADV (assets managed divided by 192 accounts).
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Questions about Zack
Is Zack Swad a fee-only financial advisor?
Yes. Zack Swad is listed in the XY Planning Network directory (XYPN members are fee-only). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Zack's firm.
How does Zack charge for financial advice?
Zack's firm, Swad Wealth Management, LLC, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
How much does Zack charge?
According to Swad Wealth Management, LLC's website, checked October 28, 2026: typically works with clients with $1,000,000 or more.
Does Zack work with clients virtually?
Yes. Swad Wealth Management, LLC says on its website that it works with clients remotely.
Where is Zack Swad based?
Zack Swad is based in Santa Rosa, California.
What does Zack specialize in?
Zack's specialties include retirement planning. Zack works with retirees and pre-retirees.
What credentials does Zack Swad hold?
Zack Swad holds the CFP, AAMS and RLP credentials.
Is Zack Swad registered with the SEC?
Yes. Zack Swad is registered as an investment adviser representative in CA (CRD 5936572), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.
How much does Swad Wealth Management, LLC manage?
Swad Wealth Management, LLC reports $111.1M across 192 accounts in assets under management.
How do I contact Zack Swad?
Through Zack's website, swadwealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- XY Planning Network directory listing : XYPN members are fee-only
- Swad Wealth Management, LLC website : specialties, clients served, and fees, checked October 28, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 27, 2026
- Directory listing last checked April 21, 2026.
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