Tracy Sherwood
Sherwood Financial Management · Williamsville, New York
Tracy Sherwood is a fee-only financial advisor at Sherwood Financial Management in Williamsville, New York, who holds the CFP credential. Tracy charges an ongoing planning fee, a one-time planning fee and a percentage of assets (a $300,000 asset minimum) and focuses on retirement planning, tax planning and estate & legacy planning.
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Specialties
Who they serve
- Pre-retirees
- Retirees
- Executives
Facts
| Firm | Sherwood Financial Management |
|---|---|
| Based in | Williamsville, New York |
| Fee model | Ongoing planning fee · One-time planning fee · Percentage of assets |
| Fees (firm's website) | A $300,000 asset minimum |
| Accepting new clients | Yes |
| Assets under management | $23.9M across 36 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NY · CRD 7187659 |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | sherwoodfinancialmanagement.com |
| Profile |
How Tracy's firm compares
- Sherwood Financial Management's average account is about $664,000, from its Form ADV (assets managed divided by 36 accounts).
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Questions about Tracy
Is Tracy Sherwood a fee-only financial advisor?
Yes. Tracy Sherwood is listed in the XY Planning Network directory (XYPN members are fee-only). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Tracy's firm.
How does Tracy charge for financial advice?
Tracy charges an ongoing planning fee, a one-time planning fee and a percentage of assets.
How much does Tracy charge?
According to Sherwood Financial Management's website, checked October 28, 2026: a $300,000 asset minimum.
Where is Tracy Sherwood based?
Tracy Sherwood is based in Williamsville, New York.
What does Tracy specialize in?
Tracy's specialties include retirement planning, tax planning, estate & legacy planning and small business owners. Tracy works with pre-retirees, retirees and executives.
What credentials does Tracy Sherwood hold?
Tracy Sherwood holds the CFP credential.
Is Tracy Sherwood registered with the SEC?
Yes. Tracy Sherwood is registered as an investment adviser representative in NY (CRD 7187659), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.
How much does Sherwood Financial Management manage?
Sherwood Financial Management reports $23.9M across 36 accounts in assets under management.
How do I contact Tracy Sherwood?
Through Tracy's website, sherwoodfinancialmanagement.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- XY Planning Network directory listing : XYPN members are fee-only
- Sherwood Financial Management website : specialties, clients served, and fees, checked October 28, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 27, 2026
- Directory listing last checked April 21, 2026.
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