Thomas Falkner
Legacy Financial Independent Advisors · Louisville, Kentucky
Thomas Falkner is a fee-only financial advisor at Legacy Financial Independent Advisors in Louisville, Kentucky, who holds the CFP credential. Thomas focuses on retirement planning, tax planning and estate & legacy planning. Legacy Financial Independent Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Founders
- Pre-retirees
- Retirees
- Multi-generational families
Facts
| Firm | Legacy Financial Independent Advisors |
|---|---|
| Based in | Louisville, Kentucky |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $484.0M across 2,614 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in KY, TX · CRD 6962277 |
| Exams passed | Series 66 (2020) |
| Firm size | 8 employees |
| Disclosures | None reported |
| Website | www.legacyfia.com |
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Questions about Thomas
Is Thomas Falkner a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Legacy Financial Independent Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas's firm, Legacy Financial Independent Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Thomas Falkner based?
Thomas Falkner is based in Louisville, Kentucky.
What does Thomas specialize in?
Thomas's specialties include retirement planning, tax planning, estate & legacy planning, small business owners and family wealth transfer. Thomas works with founders, pre-retirees, retirees and multi-generational families.
What credentials does Thomas Falkner hold?
Thomas Falkner holds the CFP credential.
Is Thomas Falkner registered with the SEC?
Yes. Thomas Falkner is registered as an investment adviser representative in KY and TX (CRD 6962277), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Legacy Financial Independent Advisors manage?
Legacy Financial Independent Advisors reports $484.0M across 2,614 accounts in assets under management.
How do I contact Thomas Falkner?
Through Thomas's website, www.legacyfia.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Legacy Financial Independent Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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