Stephen Gaustad
Galvin, Gaustad & Stein · Sewickley, Pennsylvania
Stephen Gaustad is a fee-only financial advisor at Galvin, Gaustad & Stein in Sewickley, Pennsylvania. Stephen focuses on retirement planning and family wealth transfer. Galvin, Gaustad & Stein reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | Galvin, Gaustad & Stein |
|---|---|
| Based in | Sewickley, Pennsylvania |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $1.35B across 1,948 accounts |
| SEC registration | Investment adviser representative in AZ, NY, PA · CRD 1150891 |
| Exams passed | Series 63 (1993) · Series 65 (1998) |
| Firm size | 17 employees |
| Disclosures | None reported |
| Website | ggsadvisors.com |
| Profile |
How Stephen's firm compares
- Galvin, Gaustad & Stein's average account is about $695,000, from its Form ADV (assets managed divided by 1,948 accounts).
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Questions about Stephen
Is Stephen Gaustad a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephen holds no broker registration, and Galvin, Gaustad & Stein reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephen charge for financial advice?
Stephen's firm, Galvin, Gaustad & Stein, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Stephen Gaustad based?
Stephen Gaustad is based in Sewickley, Pennsylvania.
What does Stephen specialize in?
Stephen's specialties include retirement planning and family wealth transfer.
Is Stephen Gaustad registered with the SEC?
Yes. Stephen Gaustad is registered as an investment adviser representative in AZ, NY and PA (CRD 1150891), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Galvin, Gaustad & Stein manage?
Galvin, Gaustad & Stein reports $1.35B across 1,948 accounts in assets under management.
How do I contact Stephen Gaustad?
Through Stephen's website, ggsadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Galvin, Gaustad & Stein website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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