Stephanie Lum
CLS Financial Advisors · Lake Oswego, Oregon
Stephanie Lum is a fee-only financial advisor at CLS Financial Advisors in Lake Oswego, Oregon. Stephanie charges a percentage of assets and an ongoing planning fee (1.25% a year on the first tier of assets managed) and focuses on tax planning and retirement planning.
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Specialties
Facts
| Firm | CLS Financial Advisors |
|---|---|
| Based in | Lake Oswego, Oregon |
| Fee model | Percentage of assets · Ongoing planning fee |
| Fees (firm's website) | 1.25% a year on the first tier of assets managed |
| Assets under management | $192.0M across 329 accounts |
| SEC registration | Investment adviser representative in OR · CRD 8030315 |
| Exams passed | Series 65 (2024) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | www.clsadvisors.com |
How Stephanie's firm compares
- CLS Financial Advisors's average account is about $584,000, from its Form ADV (assets managed divided by 329 accounts).
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Questions about Stephanie
Is Stephanie Lum a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephanie holds no broker registration, and CLS Financial Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephanie charge for financial advice?
Stephanie charges a percentage of assets and an ongoing planning fee.
How much does Stephanie charge?
According to CLS Financial Advisors's website, checked October 30, 2026: 1.25% a year on the first tier of assets managed.
Where is Stephanie Lum based?
Stephanie Lum is based in Lake Oswego, Oregon.
What does Stephanie specialize in?
Stephanie's specialties include tax planning and retirement planning.
Is Stephanie Lum registered with the SEC?
Yes. Stephanie Lum is registered as an investment adviser representative in OR (CRD 8030315), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does CLS Financial Advisors manage?
CLS Financial Advisors reports $192.0M across 329 accounts in assets under management.
How do I contact Stephanie Lum?
Through Stephanie's website, www.clsadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- CLS Financial Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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