Scott Caufield
Sophos Wealth Management · Woodinville, Washington
Scott Caufield is a fee-only financial advisor at Sophos Wealth Management in Woodinville, Washington. Scott charges a percentage of assets (1% a year on the first tier of assets managed) and focuses on retirement planning and tax planning.
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Specialties
Who they serve
- Pre-retirees
- Retirees
Facts
| Firm | Sophos Wealth Management |
|---|---|
| Based in | Woodinville, Washington |
| Fee model | Percentage of assets |
| Fees (firm's website) | 1% a year on the first tier of assets managed |
| Accepting new clients | Yes |
| Assets under management | $17.5M across 68 accounts |
| SEC registration | Investment adviser representative in WA · CRD 5840914 |
| Exams passed | Series 65 (2010) |
| Firm size | 1 employee |
| Disclosures | Reported; see the SEC record |
| Website | www.sophoswm.com |
| Profile |
How Scott's firm compares
- Sophos Wealth Management's average account is about $257,000, from its Form ADV (assets managed divided by 68 accounts).
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Questions about Scott
Is Scott Caufield a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Scott holds no broker registration, and Sophos Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Scott charge for financial advice?
Scott charges a percentage of assets.
How much does Scott charge?
According to Sophos Wealth Management's website, checked October 30, 2026: 1% a year on the first tier of assets managed.
Where is Scott Caufield based?
Scott Caufield is based in Woodinville, Washington.
What does Scott specialize in?
Scott's specialties include retirement planning and tax planning. Scott works with pre-retirees and retirees.
Is Scott Caufield registered with the SEC?
Yes. Scott Caufield is registered as an investment adviser representative in WA (CRD 5840914), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Sophos Wealth Management manage?
Sophos Wealth Management reports $17.5M across 68 accounts in assets under management.
How do I contact Scott Caufield?
Through Scott's website, www.sophoswm.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Sophos Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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