Robert Higgins
Dalton Financial · Charlotte, North Carolina
Robert Higgins is a fee-only financial advisor at Dalton Financial in Charlotte, North Carolina, who holds the CFP and ChFC credentials. Robert focuses on retirement planning, estate & legacy planning and tax planning. Dalton Financial reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | Dalton Financial |
|---|---|
| Based in | Charlotte, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Not currently |
| Assets under management | $49.8M across 115 accounts |
| Credentials | CFP · ChFC |
| SEC registration | Investment adviser representative in NC · CRD 2500734 |
| Exams passed | Series 63 (1994) · Series 65 (1999) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.daltonfin.com |
| Profile |
How Robert's firm compares
- Dalton Financial's average account is about $433,000, from its Form ADV (assets managed divided by 115 accounts).
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Questions about Robert
Is Robert Higgins a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Robert holds no broker registration, and Dalton Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Robert charge for financial advice?
Robert's firm, Dalton Financial, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Robert Higgins based?
Robert Higgins is based in Charlotte, North Carolina.
What does Robert specialize in?
Robert's specialties include retirement planning, estate & legacy planning and tax planning.
What credentials does Robert Higgins hold?
Robert Higgins holds the CFP and ChFC credentials.
Is Robert Higgins registered with the SEC?
Yes. Robert Higgins is registered as an investment adviser representative in NC (CRD 2500734), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Dalton Financial manage?
Dalton Financial reports $49.8M across 115 accounts in assets under management.
How do I contact Robert Higgins?
Through Robert's website, www.daltonfin.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Dalton Financial website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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