Richard Otto
KOM Wealth Management · Appleton, Wisconsin
Richard Otto is a fee-only financial advisor at KOM Wealth Management in Appleton, Wisconsin, who holds the CFP credential. Richard focuses on retirement planning, tax planning and estate & legacy planning. KOM Wealth Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | KOM Wealth Management |
|---|---|
| Based in | Appleton, Wisconsin |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $407.8M across 2,126 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in WI · CRD 2227141 |
| Exams passed | Series 63 (1992) |
| Firm size | 7 employees |
| Disclosures | None reported |
| Website | www.onekom.com |
How Richard's firm compares
- KOM Wealth Management's average account is about $192,000, from its Form ADV (assets managed divided by 2,126 accounts).
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Questions about Richard
Is Richard Otto a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Richard holds no broker registration, and KOM Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Richard charge for financial advice?
Richard's firm, KOM Wealth Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Richard Otto based?
Richard Otto is based in Appleton, Wisconsin.
What does Richard specialize in?
Richard's specialties include retirement planning, tax planning and estate & legacy planning.
What credentials does Richard Otto hold?
Richard Otto holds the CFP credential.
Is Richard Otto registered with the SEC?
Yes. Richard Otto is registered as an investment adviser representative in WI (CRD 2227141), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does KOM Wealth Management manage?
KOM Wealth Management reports $407.8M across 2,126 accounts in assets under management.
How do I contact Richard Otto?
Through Richard's website, www.onekom.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- KOM Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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