Nuthira Neal
NNInvestmentAdvisory · Santa Barbara, California
Nuthira Neal is a fee-only financial advisor at NNInvestmentAdvisory in Santa Barbara, California. Nuthira focuses on retirement planning. NNInvestmentAdvisory reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | NNInvestmentAdvisory |
|---|---|
| Based in | Santa Barbara, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $7.4M across 64 accounts |
| SEC registration | Investment adviser representative in CA, TX · CRD 7119728 |
| Exams passed | Series 66 (2019) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.nninvestmentadvisory.com |
How Nuthira's firm compares
- NNInvestmentAdvisory's average account is about $116,000, from its Form ADV (assets managed divided by 64 accounts).
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Questions about Nuthira
Is Nuthira Neal a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nuthira holds no broker registration, and NNInvestmentAdvisory reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nuthira charge for financial advice?
Nuthira's firm, NNInvestmentAdvisory, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Nuthira Neal based?
Nuthira Neal is based in Santa Barbara, California.
What does Nuthira specialize in?
Nuthira's specialties include retirement planning.
Is Nuthira Neal registered with the SEC?
Yes. Nuthira Neal is registered as an investment adviser representative in CA and TX (CRD 7119728), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does NNInvestmentAdvisory manage?
NNInvestmentAdvisory reports $7.4M across 64 accounts in assets under management.
How do I contact Nuthira Neal?
Through Nuthira's website, www.nninvestmentadvisory.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Santa Barbara
Other advisors in California who focus on retirement planning
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- NNInvestmentAdvisory website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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