Nicole Vong
Pasadena Private Wealth · Pasadena, California
Nicole Vong is a fee-only financial advisor at Pasadena Private Wealth in Pasadena, California. Nicole focuses on founders (pre-exit), small business owners and family wealth transfer. Pasadena Private Wealth reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its Form ADV.
Request an introduction to Nicole →
Specialties
Who they serve
- Founders
- Executives
- Ultra high net worth
Facts
| Firm | Pasadena Private Wealth |
|---|---|
| Based in | Pasadena, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees · Performance-based fees |
| Assets under management | $1.62B across 2,124 accounts |
| SEC registration | Investment adviser representative in CA · CRD 5986062 |
| Exams passed | Series 66 (2023) |
| Firm size | 19 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.pasadenaprivatewealth.com |
Request an introduction to Nicole
Tell Nicole a little about what you're looking for. Nicole isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Nicole
Is Nicole Vong a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nicole holds no broker registration, and Pasadena Private Wealth reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nicole charge for financial advice?
Nicole's firm, Pasadena Private Wealth, reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its SEC Form ADV.
Where is Nicole Vong based?
Nicole Vong is based in Pasadena, California.
What does Nicole specialize in?
Nicole's specialties include founders (pre-exit), small business owners and family wealth transfer. Nicole works with founders, executives and ultra high net worth.
Is Nicole Vong registered with the SEC?
Yes. Nicole Vong is registered as an investment adviser representative in CA (CRD 5986062), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Pasadena Private Wealth manage?
Pasadena Private Wealth reports $1.62B across 2,124 accounts in assets under management.
How do I contact Nicole Vong?
Through Nicole's website, www.pasadenaprivatewealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Pasadena Private Wealth website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.