Nicholas Raffin
The Raffin Group · Los Altos Hills, California
Nicholas Raffin is a fee-only financial advisor at The Raffin Group in Los Altos Hills, California. The Raffin Group reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | The Raffin Group |
|---|---|
| Based in | Los Altos Hills, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $31.3M across 195 accounts |
| SEC registration | Investment adviser representative in CA, DE, FL, NY, TX · CRD 6430877 |
| Exams passed | Series 63 (2015) · Series 65 (2016) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Profile |
How Nicholas's firm compares
- The Raffin Group's average account is about $161,000, from its Form ADV (assets managed divided by 195 accounts).
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Questions about Nicholas
Is Nicholas Raffin a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nicholas holds no broker registration, and The Raffin Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nicholas charge for financial advice?
Nicholas's firm, The Raffin Group, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Nicholas Raffin based?
Nicholas Raffin is based in Los Altos Hills, California.
Is Nicholas Raffin registered with the SEC?
Yes. Nicholas Raffin is registered as an investment adviser representative in CA, DE, FL, NY and TX (CRD 6430877), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does The Raffin Group manage?
The Raffin Group reports $31.3M across 195 accounts in assets under management.
How do I contact Nicholas Raffin?
Contact details aren't on file yet. Search for The Raffin Group.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in California
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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