Nicole Allen
Monarch Wealth Strategies · Santa Barbara, California
Nicole Allen is a fee-only financial advisor at Monarch Wealth Strategies in Santa Barbara, California. Monarch Wealth Strategies reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Monarch Wealth Strategies |
|---|---|
| Based in | Santa Barbara, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $463.5M across 956 accounts |
| SEC registration | Investment adviser representative in CA · CRD 7127630 |
| Exams passed | Series 65 (2022) |
| Firm size | 7 employees |
| Disclosures | None reported |
How Nicole's firm compares
- Monarch Wealth Strategies's average account is about $485,000, from its Form ADV (assets managed divided by 956 accounts).
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Questions about Nicole
Is Nicole Allen a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Nicole holds no broker registration, and Monarch Wealth Strategies reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Nicole charge for financial advice?
Nicole's firm, Monarch Wealth Strategies, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Nicole Allen based?
Nicole Allen is based in Santa Barbara, California.
Is Nicole Allen registered with the SEC?
Yes. Nicole Allen is registered as an investment adviser representative in CA (CRD 7127630), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Monarch Wealth Strategies manage?
Monarch Wealth Strategies reports $463.5M across 956 accounts in assets under management.
How do I contact Nicole Allen?
Contact details aren't on file yet. Search for Monarch Wealth Strategies.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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