Nicholas Faulkner
Testament Wealth Management · Cary, North Carolina
Nicholas Faulkner is a fee-only financial advisor at Testament Wealth Management in Cary, North Carolina, who holds the CFP credential. Nicholas charges a percentage of assets and a flat fee or retainer and focuses on tax planning, retirement planning and estate & legacy planning.
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Specialties
Who they serve
- Founders
- Pre-retirees
- Retirees
- Tech employees
Facts
| Firm | Testament Wealth Management |
|---|---|
| Based in | Cary, North Carolina |
| Fee model | Percentage of assets · Flat fee or retainer |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NC · CRD 6908869 |
| Exams passed | Series 65 (2019) · Series 63 (2022) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | testamentwealth.com |
| Profile |
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Questions about Nicholas
Is Nicholas Faulkner a fee-only financial advisor?
Yes. Nicholas Faulkner is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Nicholas's firm.
How does Nicholas charge for financial advice?
Nicholas charges a percentage of assets and a flat fee or retainer.
Where is Nicholas Faulkner based?
Nicholas Faulkner is based in Cary, North Carolina.
What does Nicholas specialize in?
Nicholas's specialties include tax planning, retirement planning, estate & legacy planning, equity compensation and small business owners. Nicholas works with founders, pre-retirees, retirees and tech employees.
What credentials does Nicholas Faulkner hold?
Nicholas Faulkner holds the CFP credential.
Is Nicholas Faulkner registered with the SEC?
Yes. Nicholas Faulkner is registered as an investment adviser representative in NC (CRD 6908869), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.
How do I contact Nicholas Faulkner?
Through Nicholas's website, testamentwealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- NAPFA directory listing : NAPFA admits only fee-only advisors
- Testament Wealth Management website : specialties, clients served, and fees, checked October 28, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 27, 2026
- Directory listing last checked April 21, 2026.
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