Marshall Quan
Sierra Investment Management · Santa Monica, California
Marshall Quan is a fee-only financial advisor at Sierra Investment Management in Santa Monica, California. Sierra Investment Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Sierra Investment Management |
|---|---|
| Based in | Santa Monica, California |
| Fee model (firm's Form ADV) | Percentage of assets |
| Accepting new clients | Yes |
| Assets under management | $360.9M across 759 accounts |
| SEC registration | Investment adviser representative in CA · CRD 3210547 |
| Exams passed | Series 65 (2001) |
| Firm size | 34 employees |
| Disclosures | None reported |
| Website | sierrainvestment.com |
How Marshall's firm compares
- Sierra Investment Management's average account is about $475,000, from its Form ADV (assets managed divided by 759 accounts).
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Questions about Marshall
Is Marshall Quan a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Marshall holds no broker registration, and Sierra Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Marshall charge for financial advice?
Marshall's firm, Sierra Investment Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Marshall Quan based?
Marshall Quan is based in Santa Monica, California.
Is Marshall Quan registered with the SEC?
Yes. Marshall Quan is registered as an investment adviser representative in CA (CRD 3210547), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Sierra Investment Management manage?
Sierra Investment Management reports $360.9M across 759 accounts in assets under management.
How do I contact Marshall Quan?
Through Marshall's website, sierrainvestment.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Santa Monica
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Sierra Investment Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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