Mark Tracy
KM Capital Management · Austin, Texas
Mark Tracy is a fee-only financial advisor at KM Capital Management in Austin, Texas, who holds the CFP credential. Mark focuses on retirement planning, estate & legacy planning and tax planning. KM Capital Management reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.
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Specialties
Who they serve
- High earners
Facts
| Firm | KM Capital Management |
|---|---|
| Based in | Austin, Texas |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees · Performance-based fees |
| Assets under management | $374.4M across 42 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in TX · CRD 6288468 |
| Firm size | 9 employees |
| Disclosures | None reported |
| Website | www.kmcapitalmgt.com |
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Questions about Mark
Is Mark Tracy a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and KM Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Mark charge for financial advice?
Mark's firm, KM Capital Management, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.
Where is Mark Tracy based?
Mark Tracy is based in Austin, Texas.
What does Mark specialize in?
Mark's specialties include retirement planning, estate & legacy planning and tax planning. Mark works with high earners.
What credentials does Mark Tracy hold?
Mark Tracy holds the CFP credential.
Is Mark Tracy registered with the SEC?
Yes. Mark Tracy is registered as an investment adviser representative in TX (CRD 6288468), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does KM Capital Management manage?
KM Capital Management reports $374.4M across 42 accounts in assets under management.
How do I contact Mark Tracy?
Through Mark's website, www.kmcapitalmgt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- KM Capital Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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