Lloyd Wong
Clifford Swan · Pasadena, California
Lloyd Wong is a fee-only financial advisor at Clifford Swan in Pasadena, California, who holds the CFA credential. Lloyd focuses on retirement planning, estate & legacy planning and family wealth transfer. Clifford Swan reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Multi-generational families
Facts
| Firm | Clifford Swan |
|---|---|
| Based in | Pasadena, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $4.48B across 2,598 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in CA · CRD 3146807 |
| Firm size | 40 employees |
| Disclosures | None reported |
| Website | www.cliffordswan.com |
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Questions about Lloyd
Is Lloyd Wong a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Lloyd holds no broker registration, and Clifford Swan reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Lloyd charge for financial advice?
Lloyd's firm, Clifford Swan, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Lloyd Wong based?
Lloyd Wong is based in Pasadena, California.
What does Lloyd specialize in?
Lloyd's specialties include retirement planning, estate & legacy planning and family wealth transfer. Lloyd works with multi-generational families.
What credentials does Lloyd Wong hold?
Lloyd Wong holds the CFA credential.
Is Lloyd Wong registered with the SEC?
Yes. Lloyd Wong is registered as an investment adviser representative in CA (CRD 3146807), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Clifford Swan manage?
Clifford Swan reports $4.48B across 2,598 accounts in assets under management.
How do I contact Lloyd Wong?
Through Lloyd's website, www.cliffordswan.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Clifford Swan website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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