Leslie Ann Gutierrez
Clifford Swan · Pasadena, California
Leslie Ann Gutierrez is a fee-only financial advisor at Clifford Swan in Pasadena, California. Leslie Ann focuses on retirement planning, estate & legacy planning and family wealth transfer. Clifford Swan reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Multi-generational families
Facts
| Firm | Clifford Swan |
|---|---|
| Based in | Pasadena, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $4.48B across 2,598 accounts |
| SEC registration | Investment adviser representative in CA · CRD 4997993 |
| Exams passed | Series 66 (2007) |
| Firm size | 40 employees |
| Disclosures | None reported |
| Website | www.cliffordswan.com |
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Questions about Leslie Ann
Is Leslie Ann Gutierrez a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Leslie Ann holds no broker registration, and Clifford Swan reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Leslie Ann charge for financial advice?
Leslie Ann's firm, Clifford Swan, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Leslie Ann Gutierrez based?
Leslie Ann Gutierrez is based in Pasadena, California.
What does Leslie Ann specialize in?
Leslie Ann's specialties include retirement planning, estate & legacy planning and family wealth transfer. Leslie Ann works with multi-generational families.
Is Leslie Ann Gutierrez registered with the SEC?
Yes. Leslie Ann Gutierrez is registered as an investment adviser representative in CA (CRD 4997993), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Clifford Swan manage?
Clifford Swan reports $4.48B across 2,598 accounts in assets under management.
How do I contact Leslie Ann Gutierrez?
Through Leslie Ann's website, www.cliffordswan.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Clifford Swan website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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