Kathleen Gilmore
Clifford Swan · Pasadena, California
Kathleen Gilmore is a fee-only financial advisor at Clifford Swan in Pasadena, California, who holds the CFP credential. Kathleen focuses on retirement planning, estate & legacy planning and family wealth transfer. Clifford Swan reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Multi-generational families
Facts
| Firm | Clifford Swan |
|---|---|
| Based in | Pasadena, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $4.48B across 2,598 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA, LA, NM, UT · CRD 4576093 |
| Exams passed | Series 65 (2002) |
| Firm size | 40 employees |
| Disclosures | None reported |
| Website | www.cliffordswan.com |
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Questions about Kathleen
Is Kathleen Gilmore a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Kathleen holds no broker registration, and Clifford Swan reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Kathleen charge for financial advice?
Kathleen's firm, Clifford Swan, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Kathleen Gilmore based?
Kathleen Gilmore is based in Pasadena, California.
What does Kathleen specialize in?
Kathleen's specialties include retirement planning, estate & legacy planning and family wealth transfer. Kathleen works with multi-generational families.
What credentials does Kathleen Gilmore hold?
Kathleen Gilmore holds the CFP credential.
Is Kathleen Gilmore registered with the SEC?
Yes. Kathleen Gilmore is registered as an investment adviser representative in CA, LA, NM and UT (CRD 4576093), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Clifford Swan manage?
Clifford Swan reports $4.48B across 2,598 accounts in assets under management.
How do I contact Kathleen Gilmore?
Through Kathleen's website, www.cliffordswan.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Clifford Swan website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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