Jonathan Shaw
Catawba River Capital · Lake Wylie, South Carolina
Jonathan Shaw is a fee-only financial advisor at Catawba River Capital in Lake Wylie, South Carolina. Jonathan focuses on estate & legacy planning, tax planning and retirement planning. Catawba River Capital reports charging a percentage of assets and hourly fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- Pre-retirees
- Founders
Facts
| Firm | Catawba River Capital |
|---|---|
| Based in | Lake Wylie, South Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Accepting new clients | Yes |
| Assets under management | $325.1M across 896 accounts |
| SEC registration | Investment adviser representative in SC · CRD 7726075 |
| Exams passed | Series 65 (2023) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.catawbarivercapital.com |
| Profile |
How Jonathan's firm compares
- Catawba River Capital's average account is about $363,000, from its Form ADV (assets managed divided by 896 accounts).
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Questions about Jonathan
Is Jonathan Shaw a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Jonathan holds no broker registration, and Catawba River Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Jonathan charge for financial advice?
Jonathan's firm, Catawba River Capital, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Jonathan Shaw based?
Jonathan Shaw is based in Lake Wylie, South Carolina.
What does Jonathan specialize in?
Jonathan's specialties include estate & legacy planning, tax planning and retirement planning. Jonathan works with retirees, pre-retirees and founders.
Is Jonathan Shaw registered with the SEC?
Yes. Jonathan Shaw is registered as an investment adviser representative in SC (CRD 7726075), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Catawba River Capital manage?
Catawba River Capital reports $325.1M across 896 accounts in assets under management.
How do I contact Jonathan Shaw?
Through Jonathan's website, www.catawbarivercapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Catawba River Capital website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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