James McGlone
KOM Wealth Management · Appleton, Wisconsin
James McGlone is a fee-only financial advisor at KOM Wealth Management in Appleton, Wisconsin, who holds the CFP credential. James focuses on retirement planning, tax planning and estate & legacy planning. KOM Wealth Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | KOM Wealth Management |
|---|---|
| Based in | Appleton, Wisconsin |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $407.8M across 2,126 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in TX, WI · CRD 2563916 |
| Exams passed | Series 63 (1995) |
| Firm size | 7 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.onekom.com |
How James's firm compares
- KOM Wealth Management's average account is about $192,000, from its Form ADV (assets managed divided by 2,126 accounts).
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Questions about James
Is James McGlone a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and KOM Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, KOM Wealth Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is James McGlone based?
James McGlone is based in Appleton, Wisconsin.
What does James specialize in?
James's specialties include retirement planning, tax planning and estate & legacy planning.
What credentials does James McGlone hold?
James McGlone holds the CFP credential.
Is James McGlone registered with the SEC?
Yes. James McGlone is registered as an investment adviser representative in TX and WI (CRD 2563916), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does KOM Wealth Management manage?
KOM Wealth Management reports $407.8M across 2,126 accounts in assets under management.
How do I contact James McGlone?
Through James's website, www.onekom.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- KOM Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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