James Cox
Peak Wealth Management · Saratoga Springs, New York
James Cox is a fee-only financial advisor at Peak Wealth Management in Saratoga Springs, New York, who holds the CFP and ChFC credentials. James focuses on retirement planning, tax planning and estate & legacy planning. Peak Wealth Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | Peak Wealth Management |
|---|---|
| Based in | Saratoga Springs, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Works virtually | Yes |
| Accepting new clients | Yes |
| Assets under management | $39.0M across 127 accounts |
| Credentials | CFP · ChFC |
| SEC registration | Investment adviser representative in NY · CRD 6174566 |
| Exams passed | Series 66 (2014) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.peakwealthmgmt.com |
| Profile |
How James's firm compares
- Peak Wealth Management's average account is about $307,000, from its Form ADV (assets managed divided by 127 accounts).
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Questions about James
Is James Cox a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Peak Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Peak Wealth Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Does James work with clients virtually?
Yes. Peak Wealth Management says on its website that it works with clients remotely.
Where is James Cox based?
James Cox is based in Saratoga Springs, New York.
What does James specialize in?
James's specialties include retirement planning, tax planning and estate & legacy planning.
What credentials does James Cox hold?
James Cox holds the CFP and ChFC credentials.
Is James Cox registered with the SEC?
Yes. James Cox is registered as an investment adviser representative in NY (CRD 6174566), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Peak Wealth Management manage?
Peak Wealth Management reports $39.0M across 127 accounts in assets under management.
How do I contact James Cox?
Through James's website, www.peakwealthmgmt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Peak Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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