Franklin Waung
Watts Capital · New York, New York
Franklin Waung is a fee-only financial advisor at Watts Capital in New York, New York. Franklin focuses on tax planning, divorce financial planning and small business owners. Watts Capital reports charging a percentage of assets and performance-based fees on its Form ADV.
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Specialties
Who they serve
- Divorced individuals
- Founders
Facts
| Firm | Watts Capital |
|---|---|
| Based in | New York, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Performance-based fees |
| Accepting new clients | Yes |
| Assets under management | $75.0M across 227 accounts |
| SEC registration | Investment adviser representative in NY · CRD 2514198 |
| Exams passed | Series 63 (1994) · Series 65 (2019) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | www.wattscapital.com |
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Questions about Franklin
Is Franklin Waung a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Franklin holds no broker registration, and Watts Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Franklin charge for financial advice?
Franklin's firm, Watts Capital, reports charging a percentage of assets and performance-based fees on its SEC Form ADV.
Where is Franklin Waung based?
Franklin Waung is based in New York, New York.
What does Franklin specialize in?
Franklin's specialties include tax planning, divorce financial planning, small business owners and estate & legacy planning. Franklin works with divorced individuals and founders.
Is Franklin Waung registered with the SEC?
Yes. Franklin Waung is registered as an investment adviser representative in NY (CRD 2514198), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Watts Capital manage?
Watts Capital reports $75.0M across 227 accounts in assets under management.
How do I contact Franklin Waung?
Through Franklin's website, www.wattscapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Watts Capital website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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