Eric Penz
Private Advisory Group · Redmond, Washington
Eric Penz is a fee-only financial advisor at Private Advisory Group in Redmond, Washington. Eric focuses on tax planning, estate & legacy planning and founders (pre-exit). Private Advisory Group reports charging a percentage of assets and performance-based fees on its Form ADV.
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Specialties
Who they serve
- Founders
- Executives
- Multi-generational families
Facts
| Firm | Private Advisory Group |
|---|---|
| Based in | Redmond, Washington |
| Fee model (firm's Form ADV) | Percentage of assets · Performance-based fees |
| Assets under management | $2.14B across 3,217 accounts |
| SEC registration | Investment adviser representative in TX, WA · CRD 4416096 |
| Exams passed | Series 63 (2003) · Series 66 (2013) |
| Firm size | 31 employees |
| Disclosures | Reported; see the SEC record |
| Website | privateadvisory.com |
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Questions about Eric
Is Eric Penz a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Eric holds no broker registration, and Private Advisory Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Eric charge for financial advice?
Eric's firm, Private Advisory Group, reports charging a percentage of assets and performance-based fees on its SEC Form ADV.
Where is Eric Penz based?
Eric Penz is based in Redmond, Washington.
What does Eric specialize in?
Eric's specialties include tax planning, estate & legacy planning, founders (pre-exit) and family wealth transfer. Eric works with founders, executives and multi-generational families.
Is Eric Penz registered with the SEC?
Yes. Eric Penz is registered as an investment adviser representative in TX and WA (CRD 4416096), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Private Advisory Group manage?
Private Advisory Group reports $2.14B across 3,217 accounts in assets under management.
How do I contact Eric Penz?
Through Eric's website, privateadvisory.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Private Advisory Group website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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