Douglas Babcock
Professional Financial Management, Inc. · Bozeman, Montana
Douglas Babcock is a fee-only financial advisor at Professional Financial Management, Inc. in Bozeman, Montana. Douglas focuses on retirement planning, tax planning and estate & legacy planning. Professional Financial Management, Inc. reports charging a percentage of assets and hourly fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- Pre-retirees
- Early-career professionals
Facts
| Firm | Professional Financial Management, Inc. |
|---|---|
| Based in | Bozeman, Montana |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $304.1M across 692 accounts |
| SEC registration | Investment adviser representative in MT, TX · CRD 2499954 |
| Exams passed | Series 63 (1994) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | profinancialmgmt.com |
How Douglas's firm compares
- Professional Financial Management, Inc.'s average account is about $439,000, from its Form ADV (assets managed divided by 692 accounts).
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Questions about Douglas
Is Douglas Babcock a fee-only financial advisor?
Yes. Douglas Babcock is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Douglas's firm.
How does Douglas charge for financial advice?
Douglas's firm, Professional Financial Management, Inc., reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Douglas Babcock based?
Douglas Babcock is based in Bozeman, Montana.
What does Douglas specialize in?
Douglas's specialties include retirement planning, tax planning and estate & legacy planning. Douglas works with retirees, pre-retirees and early-career professionals.
Is Douglas Babcock registered with the SEC?
Yes. Douglas Babcock is registered as an investment adviser representative in MT and TX (CRD 2499954), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.
How much does Professional Financial Management, Inc. manage?
Professional Financial Management, Inc. reports $304.1M across 692 accounts in assets under management.
How do I contact Douglas Babcock?
Through Douglas's website, profinancialmgmt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- NAPFA directory listing : NAPFA admits only fee-only advisors
- Professional Financial Management, Inc. website : specialties, clients served, and fees, checked October 28, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 27, 2026
- Directory listing last checked April 21, 2026.
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